Audit, Assurance & Regulatory Compliance

We provides professional services across Audit & Assurance, Taxation, Valuation, and Business Advisory. We help organizations navigate regulatory requirements, strengthen financial processes, and address complex business challenges through a structured, practical, and professional approach.

Established 2012
Formerly RCK & Associates
Offices Mumbai & Jaipur
Stylish reception desk in a contemporary office with indoor plants and elegant design

Our Core Services

Auditing

Forensic, regulatory, internal and statutory audits that ensure compliance, detect irregularities and help businesses navigate an evolving regulatory landscape.

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NBFC Compliances

Specialist CFO services for NBFCs, covering RBI returns, NOF planning, CIC, CKYC, CERSAI, audits, taxation and monthly MIS.

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Stock Broking Compliances

Internal, Concurrent and System Audits for stock brokers, investment bankers, PMS and IA firms, plus AP and branch inspection outsourcing.

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Valuation

Share, ESOP and business valuations by registered valuers for M&A, compliance and accurate financial reporting.

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A Decade of Expertise in Audit, Compliance and Assurance

Shankar Ramesh & Co LLP brings together five full-time Chartered Accountant partners with over 60 years of combined professional experience. The partners possess diverse professional qualifications, including Insolvency Professional, Registered Valuer, DISA (Diploma in Information Systems Audit), Company Secretary, and MBA, bringing multidisciplinary perspectives to the firm's professional engagements.

The firm has experience in providing audit, assurance, and regulatory compliance services across the financial services sector. Its areas of practice include audits of stockbrokers, depository participants and Portfolio Management Services (PMS) entities, along with assistance to Non-Banking Financial Companies (NBFCs) in addressing applicable RBI regulatory requirements.

The firm's professional services also encompass business and securities valuation, financial and regulatory reviews, and investigations into financial irregularities. These engagements require an understanding of applicable regulatory frameworks, financial processes, internal controls, and industry-specific requirements. Through its engagements and empanelments with stock exchanges, the Reserve Bank of India and banks, the firm has developed experience in working with regulated financial institutions. The firm approaches its assignments with an emphasis on professional standards, systematic execution, appropriate documentation, and compliance with applicable requirements.

Who we serve

Stock Brokers
Banks
PMS, AIF
Manufacturers
Startups
NBFCs
Corporates

Let's talk compliance

  • Response within one working day
  • Specialists in SEBI and RBI regulated entities
  • Offices in Mumbai & Jaipur

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